webrev:
09/2009
CHAPTER V
[PDF]
CAMPUS AND STUDENT AFFAIRS
5-101 Code of Conduct
Repealed
(PDF)
5-102 Parking and Traffic Regulations
(PDF)
Each university shall establish rules, regulations and enforcement procedures consistent with
A.R.S. §15-1627 for the control of vehicles and nonpedestrian devices on its property.
5-103 Police Officers; Powers and Duties
(PDF)
The police officers of each institution have the authority and power of peace officers for the protection of property under the jurisdiction of the Board, the prevention of trespass, the maintenance of peace and order as prescribed by law, and the enforcement of regulations respecting vehicles on such property.
5-104 Crime Reports
Repealed
(PDF)
5-105 Interagency Law Enforcement Agreements
(PDF)
The Board may authorize the president of an institution on behalf of the Board, to execute and deliver interagency law enforcement agreements. The agreements shall include an order of priority for requests for assistance as may in each case be agreed upon by the respective institutions with the other affected law enforcement agencies. In all cases, the agreements shall be subject to the final approval of the Attorney General.
5-106 Dogs on Campus
Repealed
(PDF)
5-107 Solicitors on Campus
(PDF)
Solicitors, salespersons, and vendors are prohibited from conducting their business on the campus of any institution except under contract with the university.
5-108 Sale and Consumption of Alcoholic Beverages on Campus
(PDF)
- Policy
A university operating under the jurisdiction of the Arizona Board of Regents may authorize the sale, service or consumption of alcoholic beverages on the campus of the university, in accordance with this policy. The sale, service or consumption of alcohol in violation of this Policy or any applicable state or local law, rule or regulation, is prohibited, including without limitation a violation of any of the following provisions:
- No person shall sell, furnish or give alcoholic beverages to any person under the age of 21 years.
- No person under the age of 21 years shall be employed or allowed to sell alcoholic beverages. No person under the age of 19 years shall be employed or allowed to serve alcoholic beverages.
- No persons authorized to sell or serve alcoholic beverages may consume alcoholic beverages while they are so engaged.
- No person may serve or sell alcoholic beverages to any intoxicated or disorderly person, and such intoxicated persons shall not be allowed to remain on or about the premises in which alcoholic beverages are furnished for more than 30 minutes after the state of intoxification is known or should be known to a person selling or serving alcoholic beverages.
- Persons authorized to sell or serve alcoholic beverages shall not allow a person under the age of 21 years to remain in the area in which alcoholic beverages are served unless the person who is under the age of 21 years is accompanied by a spouse or parent or legal guardian who is of legal drinking age, or the person who is under the age of 21 years is an on-duty employee of the university or university contractor.
- An employee or other person authorized to serve and sell alcoholic beverages under this policy who has reason to question whether the person ordering or attempting to order alcoholic beverages is under the age of 21 years shall require that person to exhibit an identification card which includes a photograph proving that the individual is at least 21 years of age.
- Authorization
The authority to approve the sale, service or consumption of alcohol on university property is delegated to the President of the institution, and the President shall have the right and discretion to prohibit, or place restrictions and conditions upon such activities as deemed appropriate and in the best interest of the institution. The President may adopt rules and/or approval procedures governing the use of alcohol on campus consistent with this policy. Such rules and procedures may limit or restrict the areas where alcohol use will be permitted. With respect to any administrative action taken regarding the use or the approval of the use of alcohol on campus, the decision of the President shall be final.
- Lessees, Licensees and Guests
Consistent with this Policy, the President is authorized to permit the lawful sale, service or consumption of alcohol on university property by lessees, licensees, and guests. Where the sale of alcohol is proposed, there must be a written agreement with the authorized individual, corporation, organization or other entity containing specific parameters of such use and, depending on the size of the event, adequate and appropriate provisions regarding licensing, indemnification, insurance and/or surety requirements to protect the university, the board, and the state. All other limitations, restrictions, and requirements shall be at the discretion of the President.
5-109 Agreement Permitting Consumption or Service of Alcoholic Beverages in Athletic Facility
Repealed (PDF)
5-110 Sale of Alcoholic Beverages in Athletic Facilities
Repealed (PDF)
5-201 Arizona Students' Association
(PDF)
- General Principles
The relationship between the Arizona Students' Association (hereinafter called ASA) to the Arizona Board of Regents shall be guided by two basic principles: (1) autonomy of operations and financing is essential to ASA's longterm existence, and (2) accountability for providing services and undertaking activities can only be achieved through legal and administrative separation from the three universities.
- Legal Status
ASA has established itself as a legal entity under the laws of the State of Arizona through incorporation as a nonprofit private corporation. The Board of Directors of the Corporation shall be composed of students from each of the universities, as prescribed by the bylaws of
ASA.
- General Purposes
ASA will educate students, serve as a collective voice to promote excellence in education, and guarantee students access to the highest quality education as nearly free as possible.
- Financing
As agreed to by referenda, ASA shall be selffinanced by a one dollar ($1) per student per semester fee which is refundable upon written request to ASA. This fee is to be delineated on university billing, collected by the universities, and distributed, as soon as practicable, to ASA based on the gross count of students on the twenty-first day of classes each semester.
5-202 Associated Students
(PDF)
- The constitutions of the student bodies of the institutions shall not be submitted to the Board for approval, but the Board may, at the request of the president of an institution, direct the president of the institution to appoint a committee to review the constitution and determine whether revisions are necessary or desirable. The results of the review may be submitted to the Board, if the president and committee so decide, for such action as the Board may deem appropriate.
- Associated student bodies of the institutions shall not devote their funds to outside business activities. An associated student body shall not be organized as a corporation nor become a legal entity separate from the university.
- The Board has veto power over any activity of the associated student body of each institution and such power may be exercised on behalf of the Board by the administration of the institution consistent with state law and Regents' policies.
5-203 Funds for Associated Students
(PDF)
- All public funds and funds owned by or under the control of the Board, whether derived from legislative appropriations, student fees or other sources, as have been or may hereafter be transferred under authority of the Board to the account of Associated Students or any other student organization at any institution shall, except as provided in this section, be budgeted and expended by such organization pursuant to applicable provisions of its own constitution and bylaws.
- The budget of Associated Students shall not be effective until approved by the president of the institution who may, prior to giving approval, add to or delete from the list of budgeted items and may increase or diminish any budgeted amount.
- Expenditures may be made for any item in the approved budget to the amount provided therein, payment to be made by or for such organization in the manner provided by law, at its discretion or that of the president of the institution.
5-204 Recruitment of Women and Minority Students
(PDF)
The Arizona Board of Regents is committed to the goal of increasing enrollment levels and graduation rates for minority and women students in its universities. Each university shall place special emphasis on enrolling, retaining and graduating undergraduate and graduate students whose representation in the student body is less than their representation in the state's total population. Each university shall present to the Board an annual report on present activities, future plans and changes in the enrollment and graduation of women and minority students. This report shall be submitted to the Board concurrent with the affirmative action personnel program report.
5-204-1 Early Outreach to Other Educational Systems and Ethnic Minority Communities
(PDF)
- The Board of Regents is committed to encouraging and supporting university
initiatives to develop linkages with minority communities for the purpose of
increasing the awareness of children in Grades K-12 and their parents about
the importance of higher education, about opportunities for higher education
in Arizona, and about the importance of academic preparation for higher
education.
- Each university should maintain a presence within minority communities to build trust and credibility between minority and university communities and to enhance understanding of the challenges that confront minorities who seek a higher education. The presence should include linkages with community-based organizations including voluntary organizations, religiously affiliated organizations, and tribal governments.
- Early outreach initiatives should build upon the strengths inherent in cultural and linguistic diversity.
- Early outreach programs should include opportunities for university student participation from various disciplines, especially students from teacher education, sciences, mathematics and social sciences.
- Each university should assign high priority to the formation and refinement of linkages with K-12 schools and community colleges designed to enhance academic performance of minority students and to raise awareness about accessibility of higher education.
5-205 Religious Centers
(PDF)
The Board encourages and fosters religious centers in the vicinity of the campus of each institution, and will collaborate with any religious organization in its endeavor to secure suitable sites outside but near the campus boundaries. The physical properties of religious centers shall not be located within the geographical boundaries of the campuses of the institutions, including the proposed campus expansions as adopted by the Board. Religious groups will not be required to relinquish to the institutions physical facilities established outside the established boundaries in the event of future expansion of the campus of an institution.
5-206 Student Health Services
(PDF)
- Each university must develop campus health programs designed to help students avoid interruption of the educational process and to prevent conditions which will keep students from taking full advantage of their educational opportunities. Initial medical care, women's health care, mental health service, prompt, efficient and appropriate referral service, and health education are examples of the services which match the major needs of the campus age group. A balanced program stressing both treatment and prevention through education best serves students' needs.
- Campus health programs must provide:
- Treatment which includes ease of reception and acceptance of student patients; expedient and accurate diagnosis; and prompt, effective and humane personal health care.
- Education programs which include a full explanation of care given and an emphasis on preventing health problems and on promoting healthful lifetime habits.
- Student health programs emphasize a broad range of relevant initial care rather than offering more complex medical treatment or total health care. Increased gynecological services, beyond routine health examinations and initial medical care, may be provided at the centers if fully supported by appropriate user fees.
University physicians may prescribe medication based upon the medical needs of their patients. Appropriate medical authorities at each university campus health service shall develop the formulary of their pharmacies.
- The Board of Regents supports the maintenance in student health services of the statutorily and socially established policy of confidentiality between all health service personnel and patients.
- The professional quality of medical services must be equal to the standards of the Accreditation Association for Ambulatory Health Care, Inc., consistent with the recommended Standards and Practices for a College Health Program developed by the American College Health Association.
- Each student health center should be accredited by an appropriate accrediting agency.
5-207 Student Health Insurance
(PDF)
- The universities, through a memorandum of understanding, will operate a student health insurance committee. This committee, subject to the oversight of the Council of Presidents, will request and approve proposals from one or more insurance carriers for the right to offer a student health insurance program to students and their dependents through the registration procedures of each university. One carrier will be selected for all three universities. The committee may select a health insurance consultant to work with the student health insurance committee in the planning, management, marketing, bidding and annual negotiations involved with the administration of the student health insurance plan.
5-208 Residence Life Regulations and Contracts
(PDF)
- Residence life regulations and contracts are the responsibility of each university. Appropriate legal advisors and administrative officers of the university shall review the documents before they become effective.
- The Board leaves to the administration of the universities the formulating and enforcing of rules and regulations for occupancy of their family housing facilities.
- Each university shall make provisions to maintain an atmosphere within the residence halls conducive to productive study and personal privacy. Rules or regulations of each university shall provide opportunity for faculty, staff, and students enrolled at that university to obtain permission for access to residence halls in order to provide information of general interest to the occupants.
Persons seeking such access may be required to make advanced written request, consult with appropriate residence hall student government organizations, present university identification cards, to advise the person in charge of the desk, to be accompanied by a staff member and to observe posted hours for such activities. Abuse of the occupants' desire for privacy or violation of regulations shall be grounds for revocation of an individual's permit to enter the residence halls. This policy shall not affect regular visitation hours or escort policies currently in effect. No solicitations for sales, commercial purposes, or for financial contributions for individual or personal gain shall be permitted by this policy.
5-209 Athletic Policies
(PDF)
- Purpose
The purpose of the program of intercollegiate athletics is to provide the following important educational experiences to both men and women:
- To train in legitimate methods of good sportsmanship, competition, and the will to win.
- To aid in character development, which includes cooperation and teamwork, leadership qualities, group loyalty, and clean living.
- To contribute to the development of institutional morale, loyalty, and school spirit.
- To supply wholesome recreational activity for the participants and other students.
- To enhance the skill and physical fitness levels of the participants.
- To serve as a laboratory for the professional courses of those interested in physical education instruction and coaching as a career or in lifetime participation in athletic activities.
- To provide an additional means through which the public at large and the institutional alumni will identify themselves with the universities for mutually beneficial purposes and for continuing support of the institutions.
- Authority
Jurisdiction and control over the universities of the State of Arizona are vested by law in the Arizona Board of Regents. These athletic policies are promulgated by the Board in the exercise of such powers, which the Board cannot surrender. Nevertheless, the Board fully recognizes the desirability of promoting and sustaining viable, uniform, and constructive programs of intercollegiate athletics and, therefore, consents that the institutions remain members of the national and conference athletic associations to which they respectively belong, that they may hereafter join such other and different athletic associations as this Board may approve, and that they abide by the rules and regulations of such associations, always providing, however, (1) that this Board retains plenary jurisdiction over the universities' athletic functions and may hereafter exercise continuing rulemaking and amendatory powers, and (2) that in the event of conflict between any, all, or any combination of the policies or regulations of such associations and those of this Board, the latter shall prevail. The provisions of this section are continuing and pervasive; they need not be reiterated.
- Admission and Retention
- Standards for admission to and retention in student status apply equally and without variation to all persons alike, whether athlete or non-athlete, and shall be supervised, administered, and uniformly applied by the respective registrars and/or directors of admissions.
- All individuals who participate in intercollegiate athletics shall be eligible to receive any assistance necessary to achieve satisfactory academic performance and to progress toward graduation at a satisfactory rate.
- University-wide programs for minority and other disadvantaged students shall be coordinated with special programs to assist minority group student athletes.
- Tutorial programs for student athletes shall be provided by the universities and graduation rates of student athletes shall be continually monitored by the universities.
- The committee of the Board of Regents responsible for intercollegiate athletics shall monitor the academic progress of student athletes in football and men's basketball and, if necessary, other sports. The monitoring will be conducted as follows: each university president or president's designee shall submit to the Executive Director of the Board on or before September 15 of each year a copy of all reports the university intercollegiate athletics committee regarding the academic progress of student athletes. The Executive Director may request additional information from the presidents as needed. The Executive Director will submit a summary of the university reports to the members of the Board and will advise the Chair of the Board's oversight committee regarding any Board actions needed.
- Eligibility for Participation in Intercollegiate Athletics
- The faculty athletic representative(s) at each institution shall determine that each student who participates in an intercollegiate athletic event is eligible to participate under the applicable rules and policies of the Board of Regents, the institution, the conference(s) to which it belongs, and any other organization officially recognized by the institution. The head coaches of the respective athletic teams, the director(s) of athletics, and the registrar shall fully and freely cooperate with the faculty athletic representative(s) and shall immediately communicate any and all information which might tend to affect the eligibility to participate of any student athlete.
- The principle and practice of amateurism in intercollegiate athletics shall be strictly upheld and applied. Each institution is required to ascertain that every student athlete is in amateur status before entering upon any phase of the intercollegiate athletic program at the institution and to assure that such status continues throughout the entire period of participation in that program at the institution. Conference and national association techniques for ascertaining and assuring amateur status may be employed in effectuating the purposes of this subsection.
- A student who makes or has made false statements, written or oral, or who engages or has engaged in false or deceptive actions or practices in order to gain admission to an institution, to remain there in student athlete status, or to secure or preserve eligibility for participation in or derivation of benefits from the intercollegiate athletic program shall not be permitted to enter such program, or, if already participating therein, may be suspended therefrom pending prompt and fair investigation and ascertainment of the relevant facts. Upon such ascertainment, restoration to such status may be made, exclusion from further participation may be ordered and carried out, or reasonable conditions may be imposed upon continued participation, as the facts of the situation may warrant. The student athlete is subject to the same procedures and penalties as may apply to any student who misrepresents or falsifies status or circumstances either to procure admission to an institution, to continue therein, or to procure a benefit
therefrom.
- To be eligible for competition in intercollegiate athletics, a student must be making satisfactory academic progress and be enrolled in an academic program leading to a degree or other approved curriculum. Standards that apply to student athletes must be no lower than standards that apply to other students in evaluating satisfactory academic progress. No special consideration shall be given studentathletes in determining whether or not their scholarship records warrant continuation in the institution.
- Minimum Cumulative Grade Point Averages
- Student athletes are required to fulfill all minimum grade point average requirements in accordance with applicable NCAA policies.
- In addition to the applicable NCAA requirements referenced above, all student athletes must have a cumulative grade point average for all credit hours earned at the university of at least 2.0 if: (a) they have at least 96 hours earned or accepted in transfer to the university; or (b) they are entering their final seasons of competitive eligibility. This GPA requirement is to be met on a semester by semester basis, once it is first applied.
- Eligibility in accordance with the applicable NCAA requirements shall be determined on a semester by semester basis once these requirements are first applied.
- The requirements of this section are applicable to all transfer students at the completion of their first semester of enrollment.
- Each university shall adopt an internal policy to ensure that student athletes are provided appropriate notice of all applicable grade point average requirements.
- The Board's prior grade point average requirements shall continue to apply to all student athletes at the university until they become subject to the NCAA requirements.
- Financial Administration
- Under the general policies and directives of the Arizona Board of Regents, the presidents of the three institutions are responsible for the administration of the athletic funds of their respective institutions.
- The financial control of the programs of intercollegiate athletics shall be similar to the control of the other activities of the universities. The regular business authorities of the institution shall supervise collection of revenues, purchase of athletic supplies, and the budgetary procedure of the athletic program. All collections and expenditures for the support of the athletic program must clear through and be accounted for through the business offices of the universities, and all accounts for athletics are to be included in the annual audits.
- Apart from revenues derived from permitted usage of institutional facilities, proceeds from athletic events may not be shared with or divided between any interests other than those (1) of the participating organizations, or (2) of conferences or conference members in accord with prevalent conference regulations approved by this Board.
- No athletic department staff member is to receive a salary supplement in cash from an outside organization or source for services to the institution concerned. Athletic department staff members shall have the same rights and privileges with respect to outside work, professional or otherwise, as are accorded other members of the institution's staff and faculty. However, it is recognized that the public's interest in athletic programs provides athletic staff members with opportunities not generally available to other university employees. Athletic staff members must therefore take special care not to imply or give the impression of university endorsement of policies, opinions, programs, or commercial products or services.
- All
contracts and agreements between a university and any athletic booster group that is not under the direct control and jurisdiction of the university itself must be approved by the Board of Regents. The contract or agreement may provide that annual external audits be required and that copies of these audits be provided to the university administration and the Board of Regents.
- Any contract or agreement in which a university makes available to an outside group a quantity of 500 or more tickets for an individual game or on a season basis for resale by the group must be approved by the Board of Regents prior to delivery of the tickets to the booster group.
- The university administrations should remain constantly vigilant in all matters relating to improper collections and/or expenditures of funds in violation of the policies of this Board, the Rules of the National Collegiate Athletic Association, and applicable conference regulations.
- Enforcement of Athletic Policies
At each institution, the enforcement of the Board of Regents' athletic policies is the responsibility of the president of that institution. In the performance of this responsibility, the presidents shall follow the enforcement procedures prescribed by the institution, the appropriate
conference(s), and any other organizations officially recognized by the institution as having jurisdiction. Every effort should be made to resolve disputes between institutions by discussions between the faculty athletic representatives and/or athletic directors of the respective institutions involved in the dispute.
- Recruiting of Prospective Student Athletes
- Recognizing that students, members of the faculties and staffs, alumni and "booster" groups may attempt to interest eligible prospective students to enroll at some particular institution, such activity is to be condemned when it includes practices considered inimical to proper educational objectives. Specifically, such improper practices would include the following:
- The recruiting of prospective students solely on the basis of expected athletic prowess without due regard to character, demonstrated scholastic achievement, and other desirable qualities.
- Efforts to secure admission to the institution of applicants with expected athletic prowess on standards different than those applicable to other prospective students.
- Efforts to secure the enrollment of prospective student athletes in any of the institutions by the offering of any inducements that do not conform with the standards and requirements of the institutions and of these policies.
- All funds for the recruiting of prospective student athletes shall be deposited with the member institution. The institution shall be exclusively and entirely responsible for the manner in which it expends the funds.
- The books of booster groups of the three universities shall be open to examination and study by an examiner designated at each institution by its president so that the receipts, expenditures, and/or any other relevant matters pertaining to these organizations may be ascertained.
- Each university shall adopt and adhere to a formal
letter-of-intent program in the recruiting of student athletes. Such program shall be either on a conference or interconference basis conforming with the corresponding prescribed regulations and procedures. All prospective student athletes and their families shall be made aware of the terms of the
letter-of-intent and of the penalties involved if the prospective student athlete fails to observe these terms.
- Miscellaneous
- The selection and employment of coaches are functions of the respective administrations, which will apply and adhere to standards of competence and integrity no less rigid than those applicable to other personnel of similar rank. In addition to other duties, members of the coaching staff may be assigned to teaching duties for which they are qualified.
- Each institution shall provide adequate safeguards for the health and physical condition of its intercollegiate athletic squads, including the employment on a part or fulltime basis of a competent physician, who will be available when needed for consultation and treatment, and who will have final authority in deciding whether or not any student might be in proper physical condition to engage in athletic practice or competition. It is recommended that each institution obtain group insurance for accident or hospital benefits for injury or illness related to participation in intercollegiate athletics.
- In the case of disciplinary problems, no special consideration may be given students because of their athletic
ability.
- The price of admission to athletic events, the policies as to seating and concessions shall be determined by the appropriate university authorities on the basis of the best interests of the institutions and without regard to pressure from outside interests. Radio and television coverage and extra events will be negotiated by the appropriate university authority and will be undertaken by the institution only when the president or the president's
delegate(s) determine it to be in the best interest of the institution. Agreements for such events shall be negotiated by the president or the
delegate(s).
- Athletic events are a part of the educational program under the control of the institutions and there is no implication of any obligation or responsibility on the part of the institutions to provide the public at large with entertainment.
- No football game may be scheduled after the second Saturday in December except by special action of the Board of Regents.
- The president of each university may appoint one or more committees to advise him, or such university officers as he shall so designate, on matters relating to intercollegiate athletics. Fulltime students and alumni may be appointed to such committees, but university faculty and staff members jointly should constitute at least a twothirds majority of any such committee. The president shall advise the Board of Regents if he chooses not to appoint any such committee or if the composition of such a committee is to be different than recommended herein.
5-210 Student Legal Assistance Program
(PDF)
- The Board authorizes each university to cooperate with the duly elected student officers in establishing and maintaining a campus position designed to advise, counsel, and assist students in areas involving legal and quasilegal problems. The program shall be conducted in compliance with general policies set forth below and shall further be subject to the Board's usual and customary control of all university operations as set forth in the constitution and the statutes of the State of Arizona.
- The student legal assistant program shall be administered under the jurisdiction of the university vice president responsible for student affairs. The position shall be funded from budgeted funds designed for student activities.
- Where the position of student legal assistant will be filled by the appointment of a qualified university employee, then budgeted funds shall include an amount necessary to cover appropriate fringe benefits, FICA taxes, and other normal employeerelated expenses. The appointment may provide for full or parttime service. If parttime, and the person holding the position is not otherwise employed at the university, the person may also practice law in a private capacity.
- Where the position of student legal assistant will be filled by the procurement of appropriate professional services pursuant to ABOR Policy 3-801, et. seq. (University Procurement Code), then budgeted funds shall include an amount sufficient to meet the payment requirements of the contract awarded.
- The student legal assistant may be chosen in a manner agreed upon by the student governing body and the university administration consistent with Board procurement procedures where applicable, but the appointment or contract award shall be made by the university vice president responsible for student affairs.
- The student legal assistant shall counsel and advise students and shall, if appropriate, refer students to the county legal aid society or the county bar association legal referral service. Attempts shall be made to resolve problems through counseling, negotiation, and conciliation. Mediation may also be utilized if the parties and students so elect. In the event the legal assistant is not successful in resolving a problem, he or she may refer the student to the abovementioned sources for additional legal aid. The student legal assistant shall not represent a student in any adversarial proceedings, judicial or administrative, shall not charge a fee to students, shall not represent a student charged with violation of the Arizona Criminal Code or the Board's Code of Conduct, and shall not either directly or indirectly participate as an attorney in any litigation on behalf of a student against the State of Arizona, the United States government, county or municipal governing bodies, nor the officers, agencies, appointees, employees or other representatives of such political entities, including the university and university officers and employees.
- Any
attorney-client relationship shall be derived solely from the limited counseling, advising, and referral services provided as student legal assistant. No referral shall be made to specific attorneys or firms of attorneys except where a county legal aid society is serving as the student legal assistant.
- The student legal assistant shall be a member of the Arizona State Bar in good standing or a law firm or other entity whose members are qualified to practice law in Arizona. The student legal assistant shall abide by the professional ethics requirements to which all attorneys practicing in Arizona are subject. The student legal assistant shall be hired for a period not to exceed one year and the funding for the position shall be subject to change or deletion at each budgeting sequence of the university's student association.
- Any student legal assistant who is also practicing law in a private capacity shall not represent any student whom the student legal assistant has consulted, counseled, advised, or otherwise assisted while serving in the capacity of student legal assistant.
- The university administration may discontinue the program if the program adversely affects the proper functioning of the university or is determined not to be in the best interests of the university.
5-301 Preamble
(PDF)
- Jurisdiction and Authority
- The Arizona Board of Regents is charged by law to exercise control and supervision of the three state universities, their properties and activities, and is authorized to enact ordinances for the government of the institutions under its jurisdiction. The Board is further required by law to adopt rules and regulations for the maintenance of public order upon all university property under its jurisdiction. The Board has promulgated this Code of Conduct (ABOR Policy 5-301, et seq.) in order to meet its responsibilities under Arizona law.
- The administration at each of the state universities is to assist the Board in the enforcement of the rules and regulations set forth under this Code of Conduct, but the authority of the administration is subject to the ultimate authority of the Board.
- Philosophy
- The educational process is ideally conducted in an environment that encourages reasoned discourse, intellectual honesty, openness to constructive change and respect for the rights of all individuals. This Code of Conduct is designed for the promotion and protection of such an environment at each of the state universities.
- Acceptance of membership in the university community amounts to neither a surrender of those individual rights accorded to all citizens of this country nor a means for escaping the attendant fundamental responsibilities of that citizenship. Membership in the university community brings rights as well as responsibilities. This Code of Conduct shall be implemented by the adoption of sets of procedural rules appropriate for the various segments of the university community, which shall provide for the full protection of individual rights and freedoms.
- Purpose and Intent
- The primary purpose for the enactment of this Code of Conduct is to set forth in a clear and concise manner the rules and regulations of conduct expected of those who join the university community, or who are present on the university campus or participating in any
university-sponsored activity.
- It is intended that the sanctions listed in this Code of Conduct be imposed and enforced for the protection of the university community and for the maintenance of order and stability, both with respect to activities occurring on the university campus and with regard to all
university-sponsored activities.
- Limitations Upon Code of Conduct Coverage
- The adoption of this Code of Conduct does not prohibit any university or the Arizona Board of Regents from adopting or maintaining additional conditions, rules, regulations and procedures not in conflict with this Code of Conduct and which address matters not covered by this Code of Conduct. Charges brought pursuant to this Code of Conduct may be combined with charges brought pursuant to other conditions, rules or regulations, provided administrative procedures for enforcement of the Code of Conduct are used to resolve the charges.
- Among the matters specifically excluded from coverage under this Code of Conduct are the following:
- Rules and regulations that have been or will be adopted by each university which pertain to the control of vehicles on university property.
- Regulations and procedures relating to student academic performance, other than academic dishonesty matters, e.g., grade appeal procedures.
- Student housing regulations and contracts where sanctions are not imposed that extend beyond the student housing setting.
- The Code of Conduct is not intended to interfere with the internal corporate affairs of organizations such as the Associated Students, sororities, fraternities, honor societies, and similar organizations, but such organizations are otherwise subject to this Code of Conduct.
- Violations of Law and Code of Conduct Regulations
Members of the university community may be accountable to both civil authorities (city, state or federal) and to the university for acts that constitute violations of law and of this Code of Conduct. Disciplinary action at the university may proceed during the pendency of criminal proceedings and will not be subject to challenge on the ground that criminal charges involving the same incident have been dismissed or reduced. There is no legal basis for any claim of double jeopardy and no right to immunity may be urged in any administrative proceeding.
5-302 Definitions
(PDF)
In this Code of Conduct, unless the context otherwise provides or requires:
- "Aggravated violation" means a violation which resulted or foreseeably could have resulted in significant damage to persons or property or which otherwise posed a substantial threat to the stability and continuance of normal university or
university-sponsored activities.
- "Board" means the Arizona Board of Regents.
- "Cheating" means intentionally using or attempting to use unauthorized materials, information or study aids in any academic exercise.
- "Controlled substance" means a drug or substance listed in schedules contained in
A.R.S. 36-2512 through 36-2516.
- "Distribution" means sale or exchange for personal profit.
- "Fabrication" means intentional and unauthorized falsification or invention of any information or citation in an academic exercise.
- "Faculty" means all employees of the Arizona Board of Regents in teaching, research, or service, whose notice of appointment is as lecturer, instructor, assistant professor, associate professor, professor or otherwise designated as faculty on the notice of appointment. Graduate students who serve as assistants, associates or otherwise, are academic appointees as well as graduate students but are not members of the faculty.
- "Group" means a number of persons who are associated with each other and who have not complied with university requirements for registration as an organization.
- "Illegal drug" means any drug whose use, possession or distribution is prohibited or restricted by provisions of Title 13 of the Arizona Revised Statutes, and includes, without limitation, narcotic drugs, dangerous drugs, marijuana and peyote.
- "Organization" means a number of persons who are associated with each other and who have complied with university requirements for registration.
- "Plagiarism" means intentionally or knowingly representing the words or ideas of another as one's own in any academic exercise.
- "President" means the president of the university or a designee.
- "Reckless" means conduct which one should reasonably be expected to know would create a substantial risk of harm to persons or property or which would otherwise be likely to result in interference with university or university-sponsored activities.
- "Student" means any person registered or enrolled in one or more classes except a faculty member or
full-time employee who takes any course as a privilege of employment. Graduate students who serve as assistants, associates or otherwise, and all other students employed parttime are classified as students rather than faculty or other university employee.
- "University" means the appropriate university involved: The University of Arizona, Arizona State University, Northern Arizona University, and any other university governed by the Arizona Board of Regents.
- "University campus" means all land, buildings, facilities and other property owned, used or controlled by the university.
- "University community" means university, students, administrative and staff personnel, members of the faculty and all other university employees.
- "University property" means all real and personal property owned by the university or owned by the Arizona Board of Regents and used by the university and includes all such property in the possession of or subject to the control of the university.
- "University-sponsored activity" means any activity on or off campus which is initiated, aided, authorized or supervised by the university.
- "Weapon" means any object or substance designed to inflict a wound, cause injury, or incapacitate, including, without limitation, all firearms, pellet guns, switchblade knives, knives with blades five or more inches in length, and chemicals such as "mace" or
tear-gas, but excluding normally available over-the-counter self-defense chemical repellents.
5-303 Prohibited Conduct
(PDF)
The following misconduct is subject to disciplinary action:
- All forms of student academic dishonesty, including cheating, fabrication, facilitating academic dishonesty and plagiarism.
- Intentionally or recklessly causing physical harm to any person on the university campus or at a
university-sponsored activity, or intentionally or recklessly causing reasonable apprehension of such harm.
-
Unauthorized use, possession or storage of any
weapon, explosive device or fireworks on the university campus or at a
university‑sponsored activity except that subject to A.R.S. § 12-781 and
other applicable law, a person may lawfully transport or lawfully store a
firearm that is both 1) in the person's locked and privately owned motor
vehicle or in a locked compartment on the person's privately owned
motorcycle, and 2) not visible from the outside of the motor vehicle or
motorcycle, although the board or a university may require that vehicles
transporting or storing firearms be parked in alternative parking as
described in A.R.S. § 12-781.
- Initiating or causing to be initiated any intentionally false report, warning or threat of fire, explosion or other emergency on the university campus or at a
university-sponsored activity.
- Intentionally or recklessly interfering with normal university or
university-sponsored activities, including, but not limited to, studying, teaching, research, university administration, or fire, police or emergency services.
- Knowingly violating the terms of any disciplinary sanction imposed for an earlier violation of this Code of Conduct.
- Unauthorized use, possession or distribution or possession for purposes of distribution of any controlled substance or illegal drug on the university campus or at a university-sponsored activity.
- Intentionally or recklessly misusing or damaging fire safety equipment.
- Intentionally furnishing false information, including false identification, to the university.
- Forgery, unauthorized alteration or unauthorized use of any university document or instrument of identification.
- Intentionally and substantially interfering with the freedom of expression of others on the university campus or at a
university-sponsored activity.
- Theft or misappropriation of property or of services on the university campus or at a university sponsored activity; known possession of stolen property on the university campus or at a
university-sponsored activity.
- Intentionally or recklessly destroying, damaging or misappropriating university property or the property of others on the university campus or at a
university-sponsored activity.
- Failure to comply with the directions of university officials, including campus police officers, acting in good faith and in the performance of their duties.
- Failure to comply with other published rules and regulations of conduct that may from time to time be adopted by the Board or the university, including, without limitation, restrictions on the sale or possession of alcoholic beverage on the university campus or at
university-sponsored activities.
- Unauthorized presence in or use of the university campus, facilities or property.
5-304 Sanctions
(PDF)
- In addition to any other interim or final action which may be taken to enforce this Code of Conduct, any person, whether a member of the university community or not, may be ordered to leave the university campus when the president, or such other officer or employee designated by the president to maintain order on the university campus, has reasonable grounds to believe the person is committing any act which interferes with or disrupts the lawful use of university property by others or has reasonable grounds to believe any person has entered upon the university campus for the purpose of committing such an act.
- One or more of the following sanctions may be imposed for violation of the disciplinary regulations set forth in ABOR Policy
5-303 (Prohibited Conduct):
- EXPULSION: Permanent separation of the person from the university. As applied to faculty and other university employees, expulsion may involve dismissal and termination of employment or nonrenewal of an employment contract. An indication of expulsion will appear on the student's transcript or be maintained in the permanent file of the university employee. The person will also be barred from the university campus.
- SUSPENSION: Separation of the person from the university for a specified period of time. Permanent notification may appear on the student's transcript or in the file of the university employee. Except where any administrative decision under this Code of Conduct indicates otherwise, a person suspended under this Code of Conduct shall not participate in any
university-sponsored activity, may be barred from the university campus, and where such person is a faculty member or other university employee, any suspension shall be without pay or other benefits incidental to the person's employment position.
- PROBATION: This sanction shall be applicable to students only and may include forfeiture of campus privileges for a definite period of time. Additional restrictions or conditions may also be imposed. Appropriate university officials shall be notified of the imposition of such sanctions.
- FORFEITURE: This sanction shall only be applicable to faculty members or other university employees, and shall include forfeiture of the right or expectation to an increase in pay, sabbatical leave, or summer employment for a definite period of time.
- WARNING: The person is warned that further misconduct may result in more severe disciplinary action.
- RESTITUTION: Payment to the university or to other persons, groups, or organizations for damages incurred as a result of the violation of this Code of Conduct.
- Imposition of any sanctions shall take into account the following:
- Sanctions shall be imposed pursuant to the administrative procedures referred to in ABOR Policy
5-306 (Enforcement of the Code).
- Mitigating factors may be considered. Factors to be considered in mitigation shall be the present demeanor and past disciplinary record of the individual charged with a Code of Conduct violation, as well as the nature of the offense and the severity of any damage, injury or harm resulting from it.
- Repeated violations or an aggravated violation of any section of this Code of Conduct may result in the imposition of a more severe sanction.
- Attempts to commit acts prohibited by this Code of Conduct shall be subject to sanctions of the Code of Conduct to the same extent as completed violations.
5-305 Groups and Organizations
(PDF)
- Student, faculty and employee groups or organizations may be charged with violations of this Code of Conduct.
- Such a group or organization and its officers may be held collectively or individually responsible when violations of this Code of Conduct by those associated with the group or organization have received the tacit or overt consent or encouragement of the group or the organization or its leaders, officers or spokespersons.
- The officers or leaders or any identifiable spokesperson for such a group or an organization may be directed by the president of the university to take appropriate action designed to prevent or end violations of this Code by the group or organization or by any persons associated with the group or organization who can reasonably be said to be acting on its behalf. Failure to make reasonable efforts to comply with such a directive shall be considered a violation of ABOR Policy 5-303.14 (Prohibited Conduct) of this Code of Conduct, both by the officers, leaders or spokesperson for the group or the organization and by the group or organization itself.
- Sanctions for group or organization misconduct may include revocation of the use of university facilities for a definite period of time or denial of recognition or registration, as well as other appropriate sanctions, permitted under this Code of Conduct.
5-306 Enforcement of the Code
(PDF)
- The provisions of this Code of Conduct shall be enforced through use of the following administrative procedures:
- Faculty shall be subject to those procedures set forth in ABOR Policy 6-201.L (Conditions of Faculty Service, Hearing Procedures for Faculty).
- Administrators shall be subject to those procedures set forth in ABOR Policy 6-101.H (Conditions of Administrative Service, Termination and Release).
- All other university employees shall be subject to the applicable grievance procedures existing at the university.
- Students shall be subject to ABOR Policy 5-401, et seq. (Student Disciplinary Procedures) adopted by the Board.
- For purpose of enforcement of this Code of Conduct, a group or organization shall be subject to the same procedures as the majority of its members would be subject to if charged on an individual basis with a violation of this Code of Conduct.
5-307 Miscellaneous Provisions
(PDF)
- The several sections and provisions of this Code of Conduct are hereby declared to be independent and severable and if any section, subdivision, word, sentence or clause be held void or
non-enforceable such holding shall not affect the validity or enforceability of any other part or parts of this Code of Conduct which can be given effect without the invalid or
non-enforceable portion.
- The list of prohibited misconduct set forth in ABOR Policy
5-303 (Prohibited Conduct) shall be interpreted broadly and is not designed to define misconduct in exhaustive terms.
- The Board reserves the right to take necessary and appropriate action to protect the safety and
well-being of the university community.
- Any prior existing Code of Conduct is repealed except that any pending action or proceeding shall not be affected by this Code of Conduct and will be subject to the Code of Conduct provisions in effect at the time the action or proceeding was originally brought.
5-308 Student Code of Conduct
(PDF)
- Jurisdiction and Authority
- Under Arizona law, the Arizona Board of Regents is responsible for
the control and supervision of the state universities and their
properties and activities. ABOR is authorized to enact ordinances for
the governance of the universities and the maintenance of public order
upon all property under its jurisdiction. ABOR has promulgated this
Student Code of Conduct in order to meet its responsibilities under
Arizona law. Enforcement of this Student Code of Conduct is subject to
applicable law, including constitutional protections for speech,
association and the press.
- The Presidents are authorized to enforce the Student Code of
Conduct.
- Violators may be accountable to both civil and criminal
authorities and to the university for acts of misconduct that constitute
violations of the Student Code of Conduct. At the discretion of
university officials, disciplinary action at the university may proceed
before, during, or after other proceedings. Sanctions may be imposed for
acts of misconduct that occur on university property or at any
university-sponsored activity. As further prescribed in these rules,
off-campus conduct may also be subject to discipline. With respect to
student organizations, and their members, university jurisdiction
extends to premises used or controlled by the organizations on or off
campus.
- Philosophy
- The aim of education is the intellectual, personal, social, and
ethical development of the individual. The educational process is
ideally conducted in an environment that encourages reasoned discourse,
intellectual honesty, openness to constructive change, and respect for
the rights of all individuals. Self -discipline and a respect for the
rights of others in the university community are necessary for the
fulfillment of such goals. The Student Code of Conduct is designed to
promote this environment at each of the state universities.
- The Student Code of Conduct sets forth the standards of
conduct expected of students who choose to join the university
community.
- Students who violate these standards will be subject to
disciplinary sanctions in order to promote their own personal
development, to protect the university community, and to maintain order
and stability on campus.
- Scope
- The adoption of the Student Code of Conduct does not prohibit any
university or ABOR from adopting or maintaining additional rules to
govern the conduct of students. Allegations of misconduct brought under
the Student Code of Conduct may be combined with allegations arising
under other university or ABOR rules.
- Each university may adopt policies and procedures for
reviewing allegations of academic dishonesty.
- The Student Code of Conduct applies to individual students and
to student organizations.
- Students and student organizations are also subject to the
following rules:
- Rules adopted by each university to govern the control of
vehicles and other modes of transportation on university property
- Rules relating to student classroom conduct, academic
dishonesty, AND academic eligibility, performance and evaluation
- Rules governing student housing
- Rules governing the maintenance of public order
- Rules governing the conduct of student athletes
- Rules governing the use of university communication and
computing resources, and
- Such other rules as may be adopted by the Board ABOR or
universities in furtherance of university and educational goals.
- Student Organizations
- Student organizations may be charged with violations of the Student
Code of Conduct to the same extent as students.
- Student organizations, as well as their members and other
students, may also be held collectively and/or individually responsible
for violations including but not limited to misconduct that occurs: (a)
on university property; (b) on premises used or controlled by the
organization; (c) at university-sponsored activities; or (d) in
violation of university hazing policies.
- The officers or leaders of a student organization may be held
collectively and/or individually responsible when such violations are
committed by persons associated with the organization who have received
consent or encouragement from the organization's officers or leaders or
if those officers or leaders knew or should have known that such
violations were being or would be committed.
- The officers or leaders of a student organization may be
directed to take action designed to prevent or end such violations by
the organization or by any persons associated with the organization.
Failure to comply with a directive may be considered a violation of the
Student Code of Conduct, both by the officers or leaders of the
organization and by the organization.
- Definitions
Definitions provided elsewhere in this chapter are applicable
to this Student Code of Conduct. Terms not expressly defined in the Student Code
of Conduct will be interpreted in accordance with state and federal law. In the
Student Code of Conduct, unless the context otherwise provides or requires:
- “ABOR” means the Arizona Board of Regents.
- "Advisor" means an individual selected by the student to advise
him/her. The advisor may be a faculty or staff member, student, attorney, or
other representative of the student.
- "Complainant" means any individual who initiates the referral
procedures set forth in the student disciplinary procedures, ABOR policies
5-401 through 5-404.
- ”Controlled substance" means a drug or substance whose use,
possession, or distribution is controlled under state or federal law.
- "Day" means university business day, not including Saturday,
Sunday, any officially recognized university employee holiday, or any day
the university is closed.
- "Dean of Students" or “Dean” means the university administrative
officer responsible for administration of student conduct bearing this or
similar title and includes his/her designee.
- "Distribution" means sale, exchange, transfer, delivery, or gift.
- "Endanger" means to bring into danger or peril.
- “Explosive" refers to dynamite, nitroglycerin, black powder, or
other explosive material or bomb including plastic explosives; any breakable
container that contains a flammable liquid with a flash point of 150°F or
less and has a wick or similar device capable of being ignited.
- "Fabrication" means falsification or creation of false data or
information.
- “Fireworks” refers to any fireworks, fire crackers, sparklers,
rockets, and any propellant-activated device whose intended purpose is
primarily for illumination.
- “Gambling” shall have the same meaning as defined by Arizona law.
- "Hazing" means any intentional, knowing or reckless act committed
by a student, whether individually, or in concert with other persons,
against another student, and in which both of the following apply: (a) the
act was committed in connection with an initiation into, an affiliation
with, or the maintenance of membership in any organization that is
affiliated with a university; (b) the act contributes to a substantial risk
of potential physical injury, mental harm or degradation, or causes physical
injury, mental harm or personal degradation; or (c) as otherwise defined in
applicable law. Hazing includes, but is not limited to, paddling in any
form, physical or psychological shocks, late work sessions that interfere
with scholastic activities, advocating or promoting alcohol or substance
abuse, tests of endurance, submission of members or prospective members to
potentially dangerous or hazardous circumstances or activities which have a
foreseeable potential for resulting in personal injury, or any activity
which by its nature may have a potential to cause mental distress, panic,
human degradation, or embarrassment.
- "Illegal drug" means any drug whose manufacturing, use, possession
or distribution is prohibited or restricted by state or federal law.
- "President" means the president of the university or his/her
designee.
- “Stalking” means engaging in a course of conduct that is directed
toward another person if that conduct would cause a reasonable person to
fear for the person's safety or the safety of that person's immediate family
member or close acquaintance, and that person in fact fears for their safety
or the safety of that person's immediate family member or close
acquaintance.
- "Student" for purposes of this Student Code of Conduct means any
person who is currently admitted or registered or who participates in a
university function, such as orientation, in anticipation of enrollment, or
who was enrolled in a previous term or who is or was registered for a future
term, including a faculty member or other employee so admitted, registered,
or enrolled.
- "Student organization" means an organization or group which has
been registered or has received recognition according to university policies
and procedures or is affiliated with a university.
- "University" means The University of Arizona, Arizona State
University, Northern Arizona University, or any other university campus or
division governed by ABOR.
- "University community" means all university students, employees,
and guests.
- "University property" means all resources, including but not
limited to real and personal property, money, and intellectual property
owned, operated, leased to, contracted by, controlled, or in the possession
of a university or ABOR.
- "University-sponsored activity" means any activity on or off
campus authorized, supervised, or controlled by a university.
- "Vice President for Student Affairs" means the administrative
officer bearing such title, similar title, or his/her designee.
- “Weapon” refers to any object or substance designed to (or which
could be reasonably expected to) inflict a wound, cause injury,
incapacitate, or cause death, including, without limitation, all firearms
(loaded and unloaded, simulated and real), devices designed to expel a
projectile (such as bb guns, air guns, pellet guns, and potato guns),
electronic control devices such as tasers or stun guns, swords, knives with
blades of 5 inches or longer, martial arts weapons, bows and arrows, and
chemicals such as mace, tear gas, or oleoresin capsicum, but excluding
normally available over-the-counter self-defense chemical repellents,
chemical repellents labeled “for police use only” or “for law enforcement
use only” may not be possessed by the general public.
- Prohibited conduct
- All forms of student academic dishonesty, including but not limited
to, cheating, fabrication, facilitating academic dishonesty, and
plagiarism.
- Endangering, threatening, or causing physical harm to any member of
the university community or to oneself, causing reasonable apprehension
of such harm or engaging in conduct or communications that a reasonable
person would interpret as a serious expression of intent to harm.
- Violating the terms of any disciplinary sanction imposed for
an earlier violation of the Student Code of Conduct or other ABOR or
university rules.
- Violation of, or attempt to violate, other rules that may be
adopted by ABOR or by the university.
- Impersonation of another, using another person’s identity, or
furnishing materially false information, including manufacturing or
possession of false identification.
- Initiating, causing, or contributing to any false report,
warning, or threat of fire, explosion, or other emergency.
- Failure to comply with the directions of university officials
or agents, including law enforcement or security officers, acting in the
good faith performance of their duties. This section is not intended to
prohibit the lawful assertion of an individual’s Fifth Amendment right
against self-incrimination.
- Forgery, falsification, fabrication, unauthorized alteration,
or misuse of campus documents, records, or identification, including,
but not limited to, electronic software and records.
- Unauthorized presence in or unauthorized use of university
property, resources, or facilities.
- Unauthorized access to, disclosure of, or use of any
university document, record, or identification, including but not
limited to, electronic software, data, and records.
- Interfering with or disrupting university or
university-sponsored activities, including but not limited to classroom
related activities, studying, teaching, research, intellectual or
creative endeavor, administration, service or the provision of
communication, computing or emergency services.
- Misrepresenting oneself or an organization as an agent of a
university.
- Possession of property the student knows or has reason to
believe may be stolen or misappropriated.
- Misuse, theft, misappropriation, destruction, damage, or
unauthorized use, access, or reproduction of property, data, records,
equipment or services belonging to the university or belonging to
another person or entity.
- Violation of ABOR or university rules or applicable laws
governing alcohol, including consumption, distribution, unauthorized
sale, or possession of alcoholic beverages.
- Unauthorized use, sale, possession, or distribution of any
controlled substance or illegal drug or possession of drug paraphernalia
that would violate the law.
- Off-campus conduct that a reasonable person would believe may
present a risk or danger to the health, safety or security of ABOR or
university community or to the safety or security of ABOR or university
property.
- Gambling as prohibited by applicable law, university policy,
or associated with any university event.
- Engaging in, supporting, promoting, or sponsoring hazing or
violating ABOR or university rules governing hazing.
- Engaging in harassment or repeated contact that a reasonable
person would understand to be unwanted, including, but not limited to,
stalking.
- Engaging in discriminatory activities as prohibited by
applicable law or university policy.
- Interfering with any university disciplinary process,
including but not limited to tampering with physical evidence or
inducing a witness to provide false information or to withhold
information.
- Engaging in any illegal sexual offense, including but not
limited to, sexual assault, public sexual indecency, or indecent
exposure.
-
Use,
possession, display, or storage of any weapon, dangerous instrument,
explosive material or device, fireworks, bomb-making materials or
dangerous chemical on university property, at a university sponsored
activity or in violation of law or university policy, is not permitted
unless one of the following exceptions apply:
-
Subject to A.R.S. § 12-781 and other applicable law, a person may
lawfully transport or lawfully store a firearm that is both 1) in
the person's locked and privately owned
motor vehicle or in a locked compartment on the person's privately
owned motorcycle, and 2)
not visible from the outside of the motor vehicle or motorcycle,
although the board or a university may require that vehicles
transporting or storing firearms be parked in alternative parking as
described in A.R.S. § 12-781, or
-
Use, possession, display or storage is specifically authorized by an
Arizona or federal statute governing law enforcement officers or in
writing by university officials with the authority to grant such
permission, or
-
Universities may permit students to possess certain potentially
dangerous instruments, and limited quantities of chemicals or other
dangerous materials if they are used for academic and other
legitimate purposes, if the presence of these items does not present
an undue risk to the campus or community, and if the proposed use,
possession, display or storage of these items has been expressly
approved in writing by an authorized university representative.
- Photographing, videotaping, filming, digitally recording, or
by any other means secretly viewing, with or without a device, another
person without that person’s consent in any location where the person
has a reasonable expectation of privacy, or in a manner that violates a
reasonable expectation of privacy. This section does not apply to lawful
security or surveillance filming or recording that is authorized by law
enforcement or authorized university officials.
- Commission of any offense prohibited by state or federal law.
Any attempt to commit or conceal an act of misconduct
prohibited by these rules is subject to sanctions to the same extent as
completed acts.
- Sanctions
- The Dean of Students may impose one or more of the following sanctions for
any violation of the Student Code of Conduct:
a) Expulsion: Permanent separation of the
student from the university. An indication of expulsion may appear on the
student's transcript. The expelled student will not participate in any
university-sponsored activity and will be barred from university property. An
expelled student will be ineligible to attend Arizona State University, Northern
Arizona University, or the University of Arizona or any other university campus
or division governed by ABOR unless approved according to paragraph G.2(a) AND
(b).
b) Suspension: Temporary separation of the
student from the university for a specified period of time, or until specific
conditions, if imposed, have been met. An indication of suspension may appear on
the student's transcript. Except where prior approval has been granted by the
Dean of Students, a suspended student will not participate in any
university-sponsored activity and will be barred from the university campus. A
suspended student will be ineligible to attend Arizona State University,
Northern Arizona University, or the University of Arizona or any other
university campus or division governed by ABOR until the conditions of
suspension have been met.
c) Degree Revocation: A university may
revoke a degree, certificate or other academic recognition previously awarded by
that university to a student. Notice of any degree revocation will appear on the
student’s transcript. If the university previously communicated the award of a
degree, certificate or other academic recognition to a third party, it may
provide notice to that entity of the revocation.
d) Probation: Removal of the student from
good disciplinary standing. Additional restrictions or conditions may also be
imposed. Probation will last for a stated period of time and until specific
conditions, if imposed, have been met. Any violation of these rules, the
conditions of probation, or other university rules committed during the
probationary period will subject the student to further discipline, including
suspension or expulsion.
e) Warning: A written statement advising the
student that a violation of the Student Code of Conduct has been committed and
that further misconduct may result in more severe disciplinary action.
f) Administrative hold: A status documented
in the registrar's official file which may preclude the student from
registering, from receiving transcripts, or from graduating until clearance has
been received from the Dean of Students in accordance with university rules.
g) Restricted access to university property:
A student’s access to university property, including but not limited to
research, communication and computing resources, may be restricted for a
specified period of time or until certain conditions are met.
h) Organizational sanctions: Sanctions for
organizational misconduct may include revocation of the use of university
property or privileges for a period of time, revocation or denial of recognition
or registration, or suspension of social or intramural activities or events, as
well as other appropriate sanctions permitted under the Student Code of Conduct
or other rules of the university.
i) Educational Response: The Dean may
require a student to complete an educational program at the student’s expense,
write a paper or letter of apology, engage in community service, or assign other
educational responses to address the student’s conduct.
j) Interim action: The Dean may impose
restrictions on a student or suspend a student for an interim period prior to
resolution of the disciplinary proceeding.
k) Academic Conduct: Each university may
adopt procedures regarding student conduct that takes place while participating
in academic activities. These procedures may outline sanctions including, but
not limited to, lower-level warnings, administrative drop from a particular
class, or other sanctions as appropriate.
l) Restitution: Payment to the university or
to other persons, groups, or organizations for damage to property or costs
incurred as a result of the violation of this Student Code of Conduct.
m) Notation on Transcript.
n) Other sanctions permissible under
existing university rules.
-
A student who has been suspended or expelled from one
university will be ineligible for admission, enrollment, re-enrollment or
re-admission to Arizona State University, Northern Arizona University, or
the University of Arizona or any other university campus or division
governed by ABOR except as follows:
-
Each university may adopt rules and procedures to
consider a request for readmission from a student who has been
previously suspended or expelled, which shall include criteria to be
used in evaluating a request for readmission, and shall provide that a
decision to readmit must be approved by the Vice President for Student
Affairs at the admitting university.
-
Except as set forth in Section G.2.a, a student who
has been suspended or expelled at one university will not be eligible
for admission or re-enrollment at another ABOR university until the
student has met the conditions for reinstatement at the university which
imposed the suspension or expulsion. The conditions for reinstatement
may be waived in whole or in part at the discretion of the Vice
President for Student Affairs at the admitting university.
-
Determining What Sanction to Impose
- Mitigating and aggravating factors may be considered. Factors to be
considered in mitigation or aggravation include the individual's prior
disciplinary record, the nature of the offense, the severity of any
damage, injury, or harm resulting from the violation, the payment of
restitution to the university or to any victims, or any other factors
deemed appropriate under the circumstances, including but not limited to
the individual’s participation in an approved counseling program.
-
Repeated violations of the Student Code of Conduct may result in the
imposition of progressively more severe sanctions, although any sanction
may be imposed as appropriate under the circumstances.
- Enforcement
- Student sanctions shall be enforced through use of the Student
Disciplinary Procedures adopted by ABOR.
- Sanctions for organizational misconduct shall be enforced
through the use of the Student Disciplinary Procedures adopted by ABOR
or through other procedures established by each university.
- Miscellaneous provisions
- The description of prohibited conduct shall be interpreted as
broadly as consistent with applicable law.
- The Presidents are authorized by ABOR to take other actions or to
adopt other rules to protect university property and the safety and
well-being of members of the university community and the public.
- The prior Student Code of Conduct no longer governs conduct by
students, except that any pending action or proceeding shall not be
affected by this Student Code of Conduct and will be subject to the code
provisions in effect at the time the action or proceeding was brought.
5-401 General
(PDF)
-
The purpose of this policy is to establish
disciplinary procedures to guide the enforcement of the Student Code of
Conduct. These procedures are applicable to any student or student
organization which is charged with a violation of the Student Code of
Conduct.
-
These disciplinary procedures are designed to
allow for fact-finding and decision-making in the context of an educational
community, and to encourage students to accept responsibility for their own
actions. The intent is to provide adequate procedural safeguards to protect
the rights of the individual student and the legitimate interests of the
university.
-
The universities may use mediation or
conciliation procedures in addition to or in place of these disciplinary
procedures in accordance with policies and procedures adopted by each
university.
-
Student records generated during the
information gathering/decision-making process associated with these
procedures are subject to the Family Educational Rights and Privacy Act
(FERPA).
5-402 Definitions
(PDF)
-
The definitions provided elsewhere in this
chapter are also applicable to this policy except where otherwise indicated.
5-403 Disciplinary Procedures
(PDF)
-
Initiation of Charges Investigation
-
A disciplinary investigation may be
initiated by submitting a written referral to the Dean of Students. The
Dean also may initiate an investigation based on media reports or other
reliable information.
-
A written referral must state sufficient
facts, including specific names(s), date(s), locations and descriptions
of the alleged act(s) of misconduct to enable the Dean of Students to
decide whether further fact-finding is necessary.
-
Where the alleged misconduct is related
to discrimination or harassment, the Dean of Students will consult with
the Affirmative Action Office to determine whether an affirmative action
investigation is warranted. A determination by the Dean of Students will
be made following consultation with the Affirmative Action Office.
-
Each university may adopt policies and
procedures for reviewing allegations of academic dishonesty. If the sanction
imposed includes expulsion, suspension, or revocation of a degree, then the
student is entitled to a hearing according to the procedures set forth in ABOR
Policy 5-403D, with the following modifications: each university may develop
policies to define academic dishonesty, and procedures for resolution of
allegations each university may determine the composition of its academic
integrity hearing boards, and has the discretion to determine the final
decision-maker in matters of academic integrity.
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Interim Action
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The Dean of Students may restrict or suspend a
student for an interim period prior to the resolution of a disciplinary
proceeding if the Dean becomes aware of reliable information that supports an
allegation of misconduct, and determines that the continued presence of the
student on the university campus or at university sponsored events poses a
threat of harm or substantial disruption.
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The decision to restrict or suspend a student
for an interim period will be communicated in writing to the student, and will
become effective immediately as of the date of the written decision.
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A student who is restricted or suspended for
an interim period will be provided an opportunity to respond to the allegations
of misconduct no later than 5 days following the effective date of the interim
action.
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The interim action will remain in effect until
a final decision has been made on the pending charges or until the Dean
determines that the reasons for imposing the interim action no longer exist.
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The Dean of Students may impose other forms of
interim action, such as immediate removal from university housing or exclusion
from one or more classes or other locations.
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Review and Decision by Dean of Students
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The Dean of Students will make an initial
determination as to whether there is a sufficient basis to believe that a
violation of the Student Code of Conduct may have occurred. The Dean may decide
to interview the complainant and other witnesses or to request additional
information from the complainant.
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If the Dean determines that there is a
sufficient basis to believe that a violation of the Student Code of Conduct may
have occurred and chooses to pursue the violation under the student code of
conduct then the Dean of Students will timely notify the student in writing of
the alleged violation and will gather further information, if needed, by
interviewing witnesses and reviewing documents. Prior to concluding that a
student has violated the Student Code of Conduct, the Dean of Students will
provide the student with an opportunity to respond to information gathered in
the investigation that the dean believes supports the conclusion that the
student may have violated the Student Code of Conduct. Members of the university
community will be expected to comply with any request or directive issued by the
Dean in connection with a disciplinary proceeding, unless compliance would
result in significant personal hardship or substantial interference with normal
university functions.
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A student who is charged in a Student Code of
Conduct referral will be provided an opportunity to meet with the Dean of
Students. Students may accept responsibility for Student Code of Conduct
violations and waive their rights to procedures provided by this policy. A
student who fails to attend the meeting with the Dean will forfeit his/her right
to respond on his/her behalf regarding the alleged violation, unless the student
can demonstrate that an extraordinary circumstance prevented his/her appearance.
If the student fails to attend the meeting, the Dean may proceed as described in
paragraph 6 of this subsection.
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The student will be provided with the
following:
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An explanation of the charges which have been
made;
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A summary of the information gathered;
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A reasonable opportunity for the student to
reflect upon and respond on his/her own behalf to the charges; and
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An explanation of the applicable disciplinary
procedures, including the student's right to request a hearing before a
University Hearing Board if suspension, expulsion, or degree revocation is
imposed.
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If necessary any further information gathered
will be presented to the student and an additional opportunity to respond will
be provided.
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The Dean of Students will determine whether it
is more likely than not that a violation of the Student Code of Conduct has
occurred and, if so, the appropriate disciplinary sanction to apply. In
determining the sanction, the Dean will consider any mitigating or aggravating
factors, including any prior violations of the Student Code of Conduct.
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The Dean of Students will inform the student
of the decision, in writing, within 7 days of the student's last opportunity to
respond. When feasible, this information will also be communicated in a
face-to-face meeting.
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The written decision will include a statement
of the charges, the determination, and the sanction to be imposed, if any. This
decision is final, unless the student requests a hearing to review a decision to
suspend, expel, or revoke a degree. The effective date of a suspension (except
for interim suspension) or expulsion may be no sooner than 20 days following the
date of the notice.
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If the sanction imposed includes either
expulsion, suspension, or degree revocation, the student will be informed of
his/her right to request a hearing before a University Hearing Board by filing a
written request with the Dean of Students no later than 20 days following the
date on the notice. The student may request a hearing related to the
determination that a violation occurred, related to the sanctions imposed, or
both.
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The filing of a timely written request for a
hearing will suspend the imposition of the disciplinary sanction, except for
interim suspension, pending the outcome of the hearing. If the sanction is
suspension or expulsion, and the student requests a hearing, the student will
not be permitted to graduate until the hearing process has been concluded. If
the sanction is degree revocation, the university may refuse to release an
official transcript until the hearing process has been concluded. If the student
elects not to request a review of the Dean's decision, then that decision is a
final decision which becomes effective immediately.
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Review by University Hearing Board
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Purpose of the Hearing Board
The Hearing Board is the body that conducts
hearings concerning suspensions, expulsions, and degree revocations. The Hearing
Board is advisory to the Vice President for Student Affairs who will make the
final decision. The purpose of the Hearing Board is to formulate a
recommendation to the Vice President for Student Affairs regarding the student’s
appeal. This recommendation may have two parts depending on the nature of the
appeal. First, the Hearing Board may make a recommendation as to whether a
violation of the Student Code of Conduct was more likely than not to have been
committed by the student. Second, the Hearing Board may make a recommendation as
to whether the imposed sanctions should remain as imposed or should be modified
if appropriate.
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Composition of the Hearing Board
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Student disciplinary hearings will be
conducted by a Hearing Board composed of 5 members, including 2 students, 2
faculty members, and 1 non-faculty employee. One member, designated the Chair,
will serve as the presiding officer.
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Each university will establish its own rules
to govern the selection process for Hearing Board members.
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Pre-Hearing Procedures
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The Hearing Board members will be notified in
writing of their selection.
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Based on the availability of Hearing Board
members, the Chair will convene the Hearing Board within a reasonable time
following receipt of the student’s written request for a hearing.
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The Chair will prepare and send a written
notice of the hearing to the student and the Dean of Students no less than 20
days prior to the date set for the hearing. The notice will be delivered
personally or by mail directed to the address furnished by the student on
his/her hearing request. The notice will include:
(1) A statement of the date, time, location, and
nature of the hearing;
(2) A written statement of the charges which
specifies the allegations of misconduct in sufficient detail to enable the
student to respond
(3) Notice of the right to be assisted by an
advisor, who may be an attorney;
(4) A copy of or link to the Student Code of
Conduct and these Student Disciplinary Procedures; and
(5) A list of the names of all Hearing Board
members, and the university address of the Chair.
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If the student cannot attend the hearing on
the date scheduled for the hearing due to extraordinary circumstances, he/she
must notify the hearing board Chair in writing. The Chair will determine whether
to approve or deny the request to reschedule the hearing.
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No later than 5 days prior to the hearing, the
parties will exchange the following information in writing:
(1) A list of the names and addresses of the
witnesses who may be called to speak at the hearing;
(2) A concise summary of the anticipated
statements of each witness;
(3) Copies of all documents to be presented at
the hearing; and
(4) The name and title of the University
Representative who will present the evidence on behalf of the university, and
the name of the advisor, if any, who will be present to assist the student.
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A student may challenge the participation of
any member of the Hearing Board on the grounds of personal bias by submitting a
written statement to the Chair setting forth the basis for the challenge no
later than 7 days prior to the hearing. The Chair will determine whether to
sustain or deny the challenge. If the challenge is sustained, a replacement
member will be appointed to serve on the Hearing Board. If a challenge is filed
against the Chair, the President will rule on the challenge.
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Members of the university community will be
expected to comply with any request or directive issued by the Chair in
connection with a disciplinary proceeding, unless compliance would result in
significant personal hardship or substantial interference with normal university
functions.
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For good cause shown by either party, the
Chair may extend the times and deadlines required by these rules
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Conduct of the Hearing
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In order to preserve the confidential nature
of the disciplinary process, and to protect the privacy interests of the student
who is charged with the violation and the witnesses who may be called to
testify, the hearing conducted by the Hearing Board will be closed.
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The Chair will preside at the hearing and will
rule upon all procedural matters. The formal rules of evidence will not apply,
although objections to the introduction of specific statements or documents may
be considered by the Chair. Irrelevant, immaterial, privileged, or unduly
repetitious information will be excluded. The Chair may establish reasonable
limits upon the time allotted to the student and the University Representative
for oral presentation and examination of witnesses.
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The University Representative will present the
information that supports the charges and sanction imposed, consistent with
general principles of administrative law, the University Representatives will
have the burden of showing that a violation of the Student Code of Conduct was
more likely than not to have been committed by the student. If the student
accepts responsibility for the violation charged, then the Hearing Board may
focus the hearing on the appropriate sanction. A student may request that
evidence regarding the appropriate sanction not be presented until after the
Hearing Board has reached a decision regarding violation of the Student Code of
Conduct.
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Information regarding prior misconduct will
not be used as proof of a current violation, but may be admitted for other
purposes, such as to show that the student had prior experience relevant to the
charge or to show that the student had previously been informed that the conduct
was not acceptable. Evidence of prior misconduct may be considered by the
Hearing Board in determining an appropriate sanction.
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A student who fails to appear at the hearing
will be deemed to have abandoned his/her request for an appeal, unless the
student can demonstrate that an extraordinary circumstance prevented his/her
appearance.
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The student who is charged with the misconduct
may be assisted throughout the proceeding by an advisor. If the student is
represented by an attorney, the University Representative may also be
represented by an attorney.
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The hearing will be recorded manually or by a
recording device and will be transcribed in whole or in part on request of the
student charged with the misconduct. The cost of such transcript will be paid by
the student unless assessment of the cost is waived by the Vice President for
Student Affairs.
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Except as otherwise permitted by the Hearing
Board Chair, witnesses will be excluded from the hearing except during their own
testimony. However, a victim, as defined by applicable law and provided rights
to attend such hearings by law, will be permitted to attend the hearing.
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The order of presentation will be as follows:
(1) The University Representative will present an
opening statement, which summarizes what the information that has been gathered
is expected to show.
(2) The student or his/her legal representative
may present an opening statement, or may reserve it until the presentation of
his/her case.
(3) The University Representative will call
witnesses to provide statements under oath. Witnesses will be questioned by
means of direct examination with no leading questions permitted. A leading
question is one which suggests the desired response.
(4) At the conclusion of each witness's
statements, he or she may be questioned by the student or his/her legal
representative, at which time leading questions are permitted.
(5) Following the questioning by the student or
his/her legal representative, the University Representative and the members of
the Hearing Board may ask further questions of each witness.
(6) Following the testimony of all witnesses
called by the University Representative, the student then presents his/her case.
(7) Each witness for the student is called to
testify. The procedure remains the same as described above.
(8) Following the close of the student's
presentation, the University Representative may call witnesses to refute
statements made by the student or the student's witnesses. If such witnesses are
called, they will be subject to the same procedure outlined above.
(9) Throughout the proceeding, the parties may
introduce written documents or other evidence previously disclosed.
(10) Following the presentation of witnesses, the
parties will be allowed to present closing statements which summarize the
information that has been presented. The University Representative presents
his/her closing statement first, followed by the student.
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Hearing Board Deliberations and Recommendation
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Following the presentation of information and
closing statements, the members of the Hearing Board will discuss the
information that has been presented and the reasonable inferences to be drawn
from this information prior to reaching their decision. Only the members of the
hearing board and its legal advisor, if any, may be present during the
deliberations.
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Based solely upon the information presented
during the hearing, the Hearing Board will formulate a recommendation to the
Vice President for Student Affairs and others permitted to receive this
information consistent with applicable law or policy, as to whether a violation
of the Student Code of Conduct was more likely than not to have been committed
by the student and what the appropriate sanction should be. At least three votes
are necessary to make any recommendation.
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The Hearing Board will not deliberate on the
appropriate sanction unless and until it determines that a violation of the
student code of conduct occurred or the student has accepted responsibility for
the violation. in determining the appropriate sanction, the hearing board may
consider any mitigating or aggravating circumstances.
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The Hearing Board will render its
recommendation after conclusion of hearing and deliberations, and will
communicate the recommendation to the student, the Dean of Students, and to the
Vice President for Student Affairs in writing no later than 3 days following the
conclusion of the hearing. The written recommendation will include findings of
fact and a statement of the reasons for the recommendation, and will be signed
by the Chair.
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Review and Decision by Vice President for
Student Affairs
Following a review of the Hearing Board's
recommendation, the Vice President for Student Affairs will render a decision
which either affirms, denies or modifies the recommendation of the Hearing
Board. If the Vice President does not accept the recommendation of the Hearing
Board, the Vice President will explain any variance from the recommendation in
the final decision. if the final decision does not support the student’s
position, the letter from the Vice President will also provide notice to the
student of the right to seek judicial review pursuant to A.R.S. § 12-904. The
Vice President will issue a written decision no later than 20 days following
receipt of the Hearing Board's recommendation, except when it becomes necessary
to conduct further investigation or to remand the matter to the Hearing Board,
in which case the written decision will be transmitted no later than 20 days
following completion of the investigation or the subsequent recommendation of
the Hearing Board. Copies of the written decision will be promptly transmitted
to the parties and to all members of the Hearing Board.
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Request for Review or Rehearing
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A student who is dissatisfied with the
decision reached by the Vice President for Student Affairs may request a
rehearing or review by filing a written request with the Vice President no later
than 15 days following the date of delivery of the written decision. The
decision of the Vice President is a final decision from the date it is issued,
unless the student requests review or rehearing within 15 days after it is
issued. a review or rehearing is not an appeal; it is an opportunity for the
student to make the decision-maker aware of irregularities or illegalities in
the proceedings or of significant new evidence that could not have been provided
to the Hearing Board for consideration prior to decision. The request shall be
based on one or more of the following grounds:
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Irregularities in the proceedings, including
but not limited to any abuse of discretion or misconduct by the Hearing Board or
by the Dean, which has deprived the student of a fair and impartial disciplinary
process;
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Newly discovered material evidence which could
not have been presented during the fact-finding or hearing process;
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Excessive severity of the sanction; or
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The decision is not reasonably justified by
the evidence or is contrary to law.
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Following receipt of the student's request for
review, the Vice President for Student Affairs will first determine whether the
student’s request sets forth a proper ground for review or rehearing and then
will make whatever review is deemed necessary to resolve the issues that have
been raised.
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The Vice President for Student Affairs will
respond in writing to the student's request for review or rehearing within 15
days of receipt of the request. The Vice President may uphold or modify the
previous decision, or grant a rehearing on the issues raised by the request. The
decision of the Vice President is final.
5-404 Disciplinary Files and Records
(PDF)
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Holds on Records
The Dean of Students' office may place a hold on
a student's academic and other institutional records should the student refuse
to respond to, or comply with, the procedures or sanctions imposed in accordance
with these rules.
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Student Disciplinary Records
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Disciplinary records will be maintained
in accordance with each university’s retention policies. Disciplinary
records may be retained for a longer period, or permanently, if so
specified in the sanctions applied.
webrev:
09/2009